Financial services internal audit and assurance

Boards and executive managers of financial services firms are under increasing pressure to achieve growth. But how can they achieve that growth whilst also managing the firm’s risks and meeting its regulatory obligations? The answer: internal audit must play a key role.

Every financial services firm should have internal audit at the centre of its governance and control framework - not just those of the size and complexity to make it a regulatory requirement.

High quality and effective internal audit functions provide the board, the audit committee and executive management with the means to enhance and protect the firm’s value through risk-based and objective assurance, advice and insight. 

How RSM can help you

We provide two comprehensive audit solutions, both of which can be tailored to your exact needs:

Our team has a wealth of experience working across the financial services sector, including for:

  • major international banks;
  • investment fund managers;
  • private client managers;
  • fund administrators;
  • retail banks;
  • fintech firms;
  • commercial banks;
  • building societies; and
  • securities businesses.

Whatever the challenges faced by your business or the objectives you want to achieve, we are well placed to help you get to where you want to go.

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Stay up to date with the latest developments to ensure that your firm is compliant with rules and regulations. 

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