Displaying 10 of 24 results
HMRC showing renewed interest in the salaried members rules
Mark Waddilove

23 May 2018

Have you recently received a letter from HMRC in relation to the salaried member legislation? These letters have been sent to remind LLPs and their members that they must operate PAYE on the partners’ remuneration if they fall within the anti-avoidance legislation.

Financial firms optimistic about long-term prospects
David Fenton

15 January 2018

In the days after the EU referendum, many financial services firms began to ready themselves for a worst-case Brexit scenario. Stories of job cuts, relocations to European hotspots, and other potential negative impacts on the industry quickly dominated headlines. Yet, as 2018 gets underway, a more nuanced picture has begun to emerge.

SM&CR: how can we help

27 July 2017

We can offer a number of services to help firms implement the SM&CR or review clients SM&CR processes.

SM&CR: key dates

27 July 2017

Find out about the timeline for SM&CR implementation.

Understand Conduct Rules

27 July 2017

Firms are not just required to meet the relevant Conduct Rules. They must also document their compliance and provide conduct training to all staff and most importantly to customer-facing staff.

Prepare for the certification regime

27 July 2017

Firms will need to introduce a self-certification scheme to ensure key individuals are fit to carry out their role. Understand what this means in practice.

How will senior managers be affected?

27 July 2017

Some senior managers will have new responsibilities under the SM&CR regulations. Find out the steps your firm will need to take.

SM&CR: what you need to know

27 July 2017

Discover why the Senior Management and Certification Regime has been introduced, and who needs to comply with the rules.

Get ready for the SM&CR

27 July 2017

Financial services firms have around 12 months to prepare for the biggest regulatory shake-up since the economic crash: the Senior Managers and Certification Regime (SM&CR).

The extended Senior Managers and Certification Regime: are you prepared?
David Fenton

18 July 2017

Over the coming weeks, the Financial Conduct Agency will shed light on how it intends to roll out the Senior Managers and Certification Regime (SMCR) to the rest of the financial services industry.