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Model risk
Jonathan Pepper

03 August 2018

PRA supervisory statement on model risk in stress testing for financial services organisations. How to comply, what are the principles and what do you need to do?

The PRA’s model risk management principles – Principle one
Jonathan Pepper

27 July 2018

PRA supervisory statement on Model risk in stress testing for financial services organisations. How to comply, what does principle 1 mean for you what do you need to do?

Model risk in stress testing
Jonathan Pepper

29 June 2018

PRA supervisory statement on model risk in stress testing for financial services organisations. How to comply, what are the principles and what do you need to do?

SM&CR: how can we help
David Fenton

27 July 2017

We can offer a number of services to help firms implement the SM&CR or review clients SM&CR processes.

SM&CR: key dates
David Fenton

27 July 2017

Find out about the timeline for SM&CR implementation.

Understand Conduct Rules
David Fenton

27 July 2017

Firms are not just required to meet the relevant Conduct Rules. They must also document their compliance and provide conduct training to all staff and most importantly to customer-facing staff.

Prepare for the certification regime
David Fenton

27 July 2017

Firms will need to introduce a self-certification scheme to ensure key individuals are fit to carry out their role. Understand what this means in practice.

How will senior managers be affected?
David Fenton

27 July 2017

Some senior managers will have new responsibilities under the SM&CR regulations. Find out the steps your firm will need to take.

SM&CR: what you need to know
David Fenton

27 July 2017

Discover why the Senior Management and Certification Regime has been introduced, and who needs to comply with the rules.

Get ready for the SM&CR
David Fenton

27 July 2017

Financial services firms have around 12 months to prepare for the biggest regulatory shake-up since the economic crash: the Senior Managers and Certification Regime (SM&CR).