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Huge jump in cyber incidents reported by financial services firms
Steven Snaith

01 July 2019

New data obtained by RSM under a freedom of information request has revealed that financial services firms reported 819 cyber incidents to the Financial Conduct Authority in 2018, a huge rise on the 69 incidents reported in 2017.

Our insights on CASS
David Fenton

22 November 2018

Two years into the Assurance Standard, what have we learned?

Don't slip up around whistleblowing
Jonathan Pepper

12 September 2018

Historically, whistleblowing and policies around it has been more embedded in financial services than other industries, with FCA requirements around an 'effective risk management system' outlining policies and procedures around whistleblowing and the whistleblower themselves. But are firms adhering to the FCA handbook to pay lip service, or are incidents being taken seriously?

RSM adds new partner to strengthen financial services risk assurance capability
David Fenton

Leading audit, tax and consulting firm RSM has appointed Paul Jennings as a financial services risk assurance partner in its London office.

Establishing a digital strategy in the asset management sector
David Fenton

06 September 2018

Asset Managers face on-going competition from Fin Tech companies, margin pressures and market consolidation. How can you establish a digital strategy?

Kerri Constable

Associate Director

Kerri has over 10 years’ experience in HR as well as over 5 years in HR consultancy. She worked in Investment Banking at the beginning of her HR career helping to set up graduate recruitment assessment centres for various banking entities.

FCA business plan 2017/18
David Fenton

FCA Business Plan 2017/18 – trends and implications for regulated firms and markets.

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