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Don't slip up around whistleblowing
Jonathan Pepper

12 September 2018

Historically, whistleblowing and policies around it has been more embedded in financial services than other industries, with FCA requirements around an 'effective risk management system' outlining policies and procedures around whistleblowing and the whistleblower themselves. But are firms adhering to the FCA handbook to pay lip service, or are incidents being taken seriously?

Monthly regulatory updates
Jonathan Pepper

In this fast changing environment it can be difficult to stay abreast of developments and ensure that your firm is compliant with rules and regulations.

Jonathan Pepper

Partner

Jon leads the financial services team in Risk Assurance and is an authority on audit, assurance and regulatory compliance matters in the sector.

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