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Huge jump in cyber incidents reported by financial services firms
Steven Snaith

01 July 2019

New data obtained by RSM under a freedom of information request has revealed that financial services firms reported 819 cyber incidents to the Financial Conduct Authority in 2018, a huge rise on the 69 incidents reported in 2017.

What we found (part one) – the people challenges

07 February 2019

Our financial services survey on General Data Protection Regulation (GDPR) compliance found that financial services firms aren’t fully confident in their DPO or resource.

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GDPR compliance in the financial services sector

07 February 2019

To gain insight into how the financial services sector is managing ongoing GDPR compliance the financial services team at RSM recently conducted a survey in the sector to take the pulse in relation to level of confidence in key areas. Over the coming weeks we will be sharing insights from our GDPR experts on the key findings.

The growing issue of ‘gone away’ clients in the financial services sector
Paul Jennings

03 December 2018

'Gone away' clients cause issues with anti money laundering (AML) and other regulatory compliance issues for pension providers and financial services firms. Find out how RSM can help you trace and reconnect with gone aways.

Our insights on CASS
David Fenton

22 November 2018

Two years into the Assurance Standard, what have we learned?

Rob Gordon

Partner

Rob Gordon is a risk advisory partner and leads RSM’s financial services internal audit and assurance offering in London and South East. He provides outsourced and co-sourced internal audit and assurance to clients.

Insight4dudley
Matthew Humphrey

29 October 2018

RSM has implemented Insight4GRC to Dudley Building Society .

Don't slip up around whistleblowing
Jonathan Pepper

12 September 2018

Historically, whistleblowing and policies around it has been more embedded in financial services than other industries, with FCA requirements around an 'effective risk management system' outlining policies and procedures around whistleblowing and the whistleblower themselves. But are firms adhering to the FCA handbook to pay lip service, or are incidents being taken seriously?

RSM adds new partner to strengthen financial services risk assurance capability
David Fenton

Leading audit, tax and consulting firm RSM has appointed Paul Jennings as a financial services risk assurance partner in its London office.

Establishing a digital strategy in the asset management sector
David Fenton

06 September 2018

Asset Managers face on-going competition from Fin Tech companies, margin pressures and market consolidation. How can you establish a digital strategy?

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