01 July 2019
New data obtained by RSM under a freedom of information request has revealed that financial services firms reported 819 cyber incidents to the Financial Conduct Authority in 2018, a huge rise on the 69 incidents reported in 2017.
07 February 2019
To gain insight into how the financial services sector is managing ongoing GDPR compliance the financial services team at RSM recently conducted a survey in the sector to take the pulse in relation to level of confidence in key areas. Over the coming weeks we will be sharing insights from our GDPR experts on the key findings.
03 December 2018
'Gone away' clients cause issues with anti money laundering (AML) and other regulatory compliance issues for pension providers and financial services firms. Find out how RSM can help you trace and reconnect with gone aways.
Rob Gordon is a risk advisory partner and leads RSM’s financial services internal audit and assurance offering in London and South East. He provides outsourced and co-sourced internal audit and assurance to clients.
12 September 2018
Historically, whistleblowing and policies around it has been more embedded in financial services than other industries, with FCA requirements around an 'effective risk management system' outlining policies and procedures around whistleblowing and the whistleblower themselves. But are firms adhering to the FCA handbook to pay lip service, or are incidents being taken seriously?
Leading audit, tax and consulting firm RSM has appointed Paul Jennings as a financial services risk assurance partner in its London office.
06 September 2018
Asset Managers face on-going competition from Fin Tech companies, margin pressures and market consolidation. How can you establish a digital strategy?