06 January 2020
The PRA published the latest in sequence of Dear CEO letters on the subject of regulatory reporting at the end of October. Consistent with earlier ones, this letter reiterates firms’ obligations to ensure regulatory returns are accurate, compliant with the rules and that the reporting framework is subject to an adequate degree of governance and oversight.
Neil is a partner in our risk assurance practice. He has many years’ experience providing regulatory compliance, risk management and internal audit services to financial services organisations. Neil is an expert in governance, risk and control, as well as the PRA regulatory environment. Neil leads RSM’s financial services sector group in the Northwest of England.