17 March 2020
The opinion of the Advocate General (AG) has been released in the case of Blackrock Investment Management (UK) Limited (Blackrock).
David is a partner, leading our Digital and IT Strategy team. He has considerable strategy, systems selection, project delivery and operations experience.
06 January 2020
The PRA published the latest in sequence of Dear CEO letters on the subject of regulatory reporting at the end of October. Consistent with earlier ones, this letter reiterates firms’ obligations to ensure regulatory returns are accurate, compliant with the rules and that the reporting framework is subject to an adequate degree of governance and oversight.
Graham is a tax partner and leads RSM’s North West region innovation reliefs team.
Financial Services Accounting and Financial Reporting Director
James is an accounting and financial reporting director in RSM’s financial services team. James specialises in advising financial services clients on matters including technical accounting, transaction structuring and prudential risk management.
Jennifer is an experienced employment solicitor who helps businesses with people management, assisting clients with complex issues involving their people and implementing a solution in accordance with clients’ objectives.
01 November 2019
A rather technical corner of the pensions’ world has recently highlighted a more general issue: how far do we need to ‘look behind the curtain’ at what a financial regulator does?
28 October 2019
From the 9 December the FCA are introducing new rules within the Peer to Peer sector regarding the wind down planning and procedures in place. Find out how this may affect you.