Ben has worked with clients across the financial service sector including banks, building societies, insurers, fintech companies and wealth managers.
Ben is the faculty’s lead for ESG and climate change. This has involved developing the firms methodology for auditing ESG and delivering and overseeing reviews in this space. Ben has also delivered training to the wider financial services team across RSMs service lines on the regulatory requirements of climate change.
Prior to joining RSM, Ben worked for the Financial Conduct Authority in their internal audit team, conducting assurance reviews to confirm internal controls are effective and business areas are operating efficiently. This included authorisations of claim management companies and consumer credit firms, Supervision of benchmarks and Enforcement.
At RSM Ben have developed extensive experience in anti-money laundering, financial crime, conduct risk, fraud, section 166 skilled person reviews, reinsurance and bordereau’s, claims management, regulatory reviews including SM&CR, MiFID II and Solvency II, complaint handling, projects, risk management and governance.